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Investment Adviser Firm Summary

INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION (CRD# 108783 / SEC# 801-18273)
Alternate Names: ICMA RETIREMENT CORP , ICMA RETIREMENT CORPORATION , ICMA-RC , INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION , INTERNATIONAL CITY MGMT ASSOCIATION RETIREMEN

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/19/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/15/2002
Alaska 01/18/2002
Arizona 01/15/2002
Arkansas 01/16/2002
California 11/03/1992
Colorado 01/14/2002
Connecticut 01/15/2002
Delaware 08/11/2003
District of Columbia 01/16/2002
Florida 01/16/2002
Georgia 08/02/1993
Hawaii 11/01/2005
Idaho 01/15/2002
Illinois 01/22/2002
Indiana 01/15/2002
Iowa 01/23/2002
Kansas 01/15/2002
Kentucky 01/15/2002
Louisiana 01/15/2002
Maine 01/15/2002
Maryland 08/23/1993
Massachusetts 01/08/2002
Michigan 01/15/2002
Minnesota 01/30/2002
Mississippi 01/15/2002
Missouri 01/15/2002
Montana 01/15/2002
Nebraska 01/15/2002
Nevada 01/15/2002
New Hampshire 01/15/2002
New Jersey 03/11/2002
New Mexico 02/19/2002
New York 03/29/2002
North Carolina 01/15/2002
North Dakota 01/15/2002
Ohio 01/15/2002
Oklahoma 02/15/2002
Oregon 01/15/2002
Pennsylvania 01/15/2002
Rhode Island 01/15/2002
South Carolina 03/04/2002
South Dakota 01/16/2002
Tennessee 01/16/2002
Texas 01/17/2002
Utah 01/16/2002
Vermont 01/15/2002
Virginia 01/15/2002
Washington 01/08/2002
West Virginia 01/22/2002
Wisconsin 01/15/2002
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser