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Investment Adviser Firm Summary

U.S. FINANCIAL ADVISORS, LLC (CRD# 108763 / SEC# 801-55953)
Alternate Names: EQUITY PLANNING, INC. , PWR FINANCIAL HOLDINGS LLC , U.S. FINANCIAL ADVISORS, LLC , U.S. WEALTH ADVISORS , US FINANCIAL ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/09/1998

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 01/13/2014
California 11/17/1998
Connecticut 11/12/1998
District of Columbia 05/03/2013
Florida 01/07/1999
Illinois 02/28/2006
Indiana 07/23/2008
Kentucky 07/23/2008
Louisiana 02/12/2016
Maine 11/12/1998
Maryland 05/03/2013
Massachusetts 12/25/1998
Michigan 07/31/2013
Missouri 09/28/2016
Nevada 03/24/2012
New Hampshire 12/10/1998
New Jersey 04/26/2004
New York 11/13/1998
North Carolina 06/26/2002
Pennsylvania 04/25/2013
Rhode Island 01/01/1999
South Carolina 03/31/2004
Tennessee 04/02/2009
Texas 09/13/2004
Utah 03/24/2012
Vermont 12/29/1998
Virginia 05/03/2013
Washington 06/06/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser