at


Investment Adviser Firm Summary

WAINWRIGHT INVESTMENT COUNSEL LLC (CRD# 108711 / SEC# 801-56485)
Alternate Names: WAINWRIGHT INVESTMENT COUNSEL LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/18/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 03/29/2018
Arizona 04/01/2013
California 03/06/2003
Colorado 03/29/2018
Connecticut 03/02/2000
Delaware 11/08/2013
District of Columbia 03/28/2005
Florida 03/07/2003
Georgia 03/29/2018
Illinois 03/30/2006
Kentucky 09/02/2016
Maine 03/29/2006
Maryland 03/28/2005
Massachusetts 07/15/1999
Michigan 03/29/2006
Nevada 03/30/2017
New Hampshire 07/16/1999
New Jersey 02/18/2004
New York 02/27/2003
Ohio 09/02/2016
Pennsylvania 03/29/2006
Rhode Island 02/05/2004
South Carolina 03/29/2018
South Dakota 04/01/2013
Texas 03/06/2003
Vermont 03/29/2006
Virginia 03/06/2003

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser