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Investment Adviser Firm Summary

BUCK GLOBAL, LLC (CRD# 108695 / SEC# 801-56107)
Alternate Names: BUCK , BUCK CONSULTANTS , BUCK CONSULTANTS INC , BUCK CONSULTANTS, LLC , BUCK GLOBAL INVESTMENT ADVISORS , BUCK GLOBAL, LLC , BUCK KWASHA INVESTMENT CONSULTANTS , CONDUENT HR CONSULTING, LLC , CONDUENT HR SERVICES , CONDUENT HUMAN RESOURCE SERVICES , MELLON CONSULTANTS, INC. , MELLON CONSULTANTS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/06/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/17/2003
Alaska 11/10/2003
Arizona 11/10/2003
Arkansas 11/13/2003
California 11/10/2003
Colorado 03/14/2002
Connecticut 11/10/2003
Delaware 01/12/2004
District of Columbia 03/14/2002
Florida 11/12/2003
Georgia 11/10/2003
Hawaii 11/10/2003
Idaho 11/10/2003
Illinois 11/18/2003
Indiana 11/10/2003
Iowa 11/17/2003
Kansas 11/10/2003
Kentucky 11/10/2003
Louisiana 11/10/2003
Maine 11/10/2003
Maryland 11/10/2003
Massachusetts 11/10/2003
Michigan 11/10/2003
Minnesota 11/10/2003
Mississippi 11/10/2003
Missouri 11/10/2003
Montana 11/10/2003
Nebraska 11/10/2003
Nevada 11/10/2003
New Hampshire 11/10/2003
New Jersey 11/20/2003
New Mexico 11/10/2003
New York 11/10/2003
North Carolina 11/10/2003
North Dakota 11/10/2003
Ohio 03/14/2002
Oklahoma 11/10/2003
Oregon 11/10/2003
Pennsylvania 11/10/2003
Puerto Rico 11/10/2003
Rhode Island 11/10/2003
South Carolina 11/10/2003
South Dakota 11/18/2003
Tennessee 11/11/2003
Texas 01/01/2003
Utah 11/10/2003
Vermont 11/10/2003
Virgin Islands 01/28/2011
Virginia 11/10/2003
Washington 11/10/2003
West Virginia 11/10/2003
Wisconsin 11/10/2003

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser