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Investment Adviser Firm Summary

LINDNER CAPITAL ADVISORS, INC. (CRD# 108584 / SEC# 801-54866)
Alternate Names: LINDNER CAPITAL ADVISORS, INC. , NONE

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/17/1997

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/06/2002
Arizona 01/30/2006
Arkansas 02/01/2006
California 04/01/2002
Colorado 04/01/2002
Connecticut 09/27/2005
Delaware 12/14/2016
District of Columbia 12/14/2016
Florida 03/24/1998
Georgia 10/03/1993
Idaho 12/14/2016
Illinois 02/01/2006
Indiana 01/30/2006
Iowa 04/25/2007
Kansas 12/14/2016
Kentucky 11/03/2005
Louisiana 03/31/2005
Maryland 03/31/2005
Massachusetts 01/01/2001
Michigan 10/23/2012
Minnesota 04/12/2005
Mississippi 10/23/2012
Missouri 07/10/2007
Nebraska 10/23/2012
Nevada 01/30/2006
New Hampshire 03/30/2016
New Jersey 04/01/2002
New Mexico 12/14/2016
New York 04/01/2002
North Carolina 04/01/2002
Ohio 04/01/2002
Oklahoma 12/14/2016
Oregon 02/01/2007
Pennsylvania 02/01/2007
Rhode Island 12/14/2016
South Carolina 04/01/2002
South Dakota 07/10/2007
Tennessee 01/01/2001
Texas 04/01/2002
Utah 05/03/2007
Virgin Islands 12/14/2016
Virginia 01/19/2006
Washington 12/14/2016
Wisconsin 03/31/2005

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser