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Investment Adviser Firm Summary

ALLIANCEBERNSTEIN L.P. (CRD# 108477 / SEC# 801-56720)
Alternate Names: ALLIANCE CAPITAL MANAGEMENT L P , ALLIANCEBERNSTEIN L.P.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/13/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/25/1997
Alaska 11/01/1999
Arizona 10/27/1999
Arkansas 10/27/1999
California 10/27/1999
Colorado 03/28/2003
Connecticut 10/27/1999
Delaware 09/02/2003
District of Columbia 11/02/1999
Florida 04/19/2000
Georgia 10/27/1999
Hawaii 10/27/1999
Idaho 12/07/1999
Illinois 10/27/1999
Indiana 07/20/1993
Iowa 10/27/1999
Kansas 11/18/1999
Kentucky 09/28/1993
Louisiana 03/31/2014
Maine 11/08/1999
Maryland 11/12/1999
Massachusetts 10/27/1999
Michigan 01/20/1999
Minnesota 11/16/1999
Mississippi 03/27/2001
Missouri 10/28/1999
Montana 01/01/2000
Nebraska 11/13/2000
Nevada 10/27/1999
New Hampshire 10/27/1999
New Jersey 11/01/1999
New Mexico 10/28/1999
New York 12/07/1999
North Carolina 03/27/2001
North Dakota 05/22/2001
Ohio 11/04/1999
Oklahoma 11/23/1999
Oregon 06/30/1993
Pennsylvania 11/18/1999
Puerto Rico 10/27/1999
Rhode Island 07/23/1993
South Carolina 10/28/1999
South Dakota 10/28/1999
Tennessee 06/08/1998
Texas 10/29/1999
Utah 10/28/1999
Vermont 12/31/1999
Virginia 12/07/1999
Washington 11/03/1992
West Virginia 10/29/1999
Wisconsin 05/22/2001

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser