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Investment Adviser Firm Summary

BADGLEY, PHELPS AND BELL, INC. (CRD# 108392 / SEC# 801-9075)
Alternate Names: BADGLEY PHELPS INVESTMENT MANAGERS , BADGLEY PHELPS WEALTH MANAGERS , BADGLEY, PHELPS AND BELL INVESTMENT ADVISORS , BADGLEY, PHELPS AND BELL, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/01/1973

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 08/10/2000
Arizona 09/14/2012
California 03/23/1994
Colorado 08/27/2018
Florida 06/24/2011
Hawaii 05/31/2011
Idaho 01/01/1991
Maine 04/03/2018
Minnesota 06/23/2011
Montana 01/01/1998
Nevada 03/18/2016
New Jersey 04/04/2007
New Mexico 01/06/2006
North Carolina 03/18/2016
Oregon 01/31/2001
Pennsylvania 06/23/2011
Texas 11/05/2003
Washington 01/04/1973
Wisconsin 10/17/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser