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Investment Adviser Firm Summary

HALBERT WEALTH MANAGEMENT, INC. (CRD# 108294 / SEC# 801-55411)
Alternate Names: HALBERT WEALTH MANAGEMENT, INC , HALBERT WEALTH MANAGEMENT, INC. , PROFUTURES CAPITAL MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/14/1998

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/14/2001
Alaska 10/12/1995
Arizona 08/31/1995
Arkansas 10/16/1995
California 10/05/1995
Connecticut 12/10/1998
Delaware 06/18/2002
District of Columbia 11/10/1995
Florida 10/06/1995
Georgia 09/22/1995
Idaho 09/27/1995
Illinois 10/25/1995
Indiana 02/14/2001
Kansas 11/06/1995
Kentucky 09/05/1995
Louisiana 10/15/2001
Maine 11/06/1995
Maryland 10/10/1995
Massachusetts 10/31/1995
Michigan 12/18/1998
Minnesota 10/26/1995
Mississippi 12/09/1998
Missouri 01/01/1999
Montana 10/12/1995
Nebraska 12/01/1995
Nevada 09/15/1995
New Hampshire 11/06/1995
New Jersey 09/08/1995
New Mexico 10/12/1995
New York 06/02/1998
North Carolina 02/14/2001
North Dakota 10/16/1995
Oklahoma 01/01/1999
Oregon 10/24/1995
Pennsylvania 11/03/1998
Rhode Island 10/16/1995
South Carolina 09/18/2003
South Dakota 09/21/1995
Tennessee 09/27/1995
Texas 11/01/1995
Utah 09/15/1995
Vermont 08/23/1995
Virginia 10/06/1995
Washington 11/15/1995
West Virginia 08/29/1995
Wisconsin 09/08/1995

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser