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Investment Adviser Firm Summary

ICON ADVISERS, INC. (CRD# 108268 / SEC# 801-38868)
Alternate Names: ICON ADVISERS, INC. , MERIDIAN INVESTMENT MANAGEMENT CORP , MERIDIAN INVESTMENT MANAGEMENT CORPORATION

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/17/1991

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/07/1995
Alaska 04/05/2002
Arizona 08/29/1994
Arkansas 07/08/2002
California 10/28/1991
Colorado 01/01/1999
Connecticut 09/22/1997
Delaware 07/28/2003
District of Columbia 04/02/2002
Florida 10/21/1992
Georgia 10/30/1995
Hawaii 04/10/1995
Idaho 07/03/2002
Illinois 08/06/1991
Indiana 04/01/2002
Iowa 01/01/1999
Kansas 08/27/1991
Kentucky 04/01/2002
Louisiana 04/01/2002
Maine 04/01/2002
Maryland 06/01/1995
Massachusetts 04/01/2002
Michigan 12/03/1997
Minnesota 08/09/1991
Mississippi 09/16/1997
Missouri 08/22/1995
Montana 01/01/2000
Nebraska 10/15/1992
Nevada 04/01/2002
New Hampshire 06/03/1994
New Jersey 05/09/1994
New Mexico 09/02/1993
New York 03/23/1994
North Carolina 04/01/2002
North Dakota 07/03/2002
Ohio 10/25/1999
Oklahoma 07/03/2002
Oregon 04/01/2002
Pennsylvania 07/27/1994
Puerto Rico 09/08/2008
Rhode Island 04/01/2002
South Carolina 04/01/2002
South Dakota 07/08/2002
Tennessee 01/30/1996
Texas 04/02/2002
Utah 06/08/1992
Vermont 07/03/2002
Virgin Islands 09/08/2008
Virginia 07/13/1992
Washington 10/24/1991
West Virginia 04/08/2002
Wisconsin 08/12/1991
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser