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Investment Adviser Firm Summary

TRUSTEE EMPOWERMENT & PROTECTION, INC. (CRD# 108249 / SEC# 801-60944)
Alternate Names: CSSC INVESTMENT ADVISORY SERVICES, INC. , TRUSTEE EMPOWERMENT & PROTECTION, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/21/2002
California Terminated 03/26/2002
Connecticut Terminated 03/25/2002
Delaware Terminated 03/25/2002
District of Columbia Terminated 03/25/2002
Florida Terminated 03/25/2002
Indiana Terminated 09/28/2002
Iowa Terminated 03/25/2002
Kentucky Terminated 03/25/2002
Maine Terminated 03/26/2002
Maryland Terminated 03/28/2002
Massachusetts Terminated 03/25/2002
Michigan Terminated 03/25/2002
New Hampshire Terminated 03/25/2002
New York Cancelled 03/31/2002
North Carolina Terminated 03/25/2002
Ohio Terminated 03/25/2002
Rhode Island Terminated 04/10/2002
Texas Terminated 03/25/2002
Virginia Terminated 03/25/2002
West Virginia Terminated 03/25/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/27/2012
Arizona 08/16/2004
Arkansas 06/07/2011
California 02/17/2002
Colorado 01/28/2003
Connecticut 03/25/2002
Delaware 03/25/2002
District of Columbia 03/25/2002
Florida 03/25/2002
Georgia 07/31/2008
Illinois 05/25/2016
Indiana 03/25/2002
Iowa 02/21/2002
Kentucky 03/25/2002
Louisiana 06/25/2012
Maine 03/25/2002
Maryland 01/01/2000
Massachusetts 03/25/2002
Michigan 03/25/2002
Nebraska 02/05/2018
New Hampshire 03/25/2002
New Jersey 08/06/2008
New York 03/25/2002
North Carolina 03/25/2002
Ohio 03/25/2002
Pennsylvania 02/27/2007
Rhode Island 03/25/2002
South Carolina 04/28/2008
Tennessee 07/03/2007
Texas 10/25/1999
Vermont 11/27/2017
Virgin Islands 06/07/2011
Virginia 03/25/2002
Washington 01/06/2003
West Virginia 04/01/2002

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser