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Investment Adviser Firm Summary

PHH INVESTMENTS, LTD. (CRD# 108203 / SEC# 801-60003)
Alternate Names: MW PRITCHARD HUBBLE & HERR, LLC , PHH INVESTMENTS, LTD. , PRITCHARD, HUBBLE & HERR, LLC , RAA , RETIREMENT ADVISORS OF AMERICA

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/02/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/21/2001
Alaska 03/05/2018
Arizona 01/02/2001
Arkansas 04/14/2008
California 02/02/2001
Connecticut 01/02/2001
Delaware 03/02/2017
Florida 01/02/2001
Georgia 01/02/2001
Hawaii 04/14/2008
Idaho 04/14/2008
Illinois 04/16/2001
Indiana 04/14/2008
Iowa 03/02/2017
Kansas 03/02/2017
Kentucky 04/14/2008
Louisiana 06/30/2016
Maine 03/05/2018
Maryland 01/02/2001
Massachusetts 01/02/2001
Michigan 04/14/2008
Minnesota 06/30/2016
Mississippi 03/26/2014
Missouri 03/02/2017
Montana 03/02/2017
Nebraska 03/15/2016
Nevada 01/02/2001
New Hampshire 01/02/2001
New Jersey 01/02/2001
New Mexico 03/15/2016
New York 04/14/2008
North Carolina 04/14/2008
Ohio 04/14/2008
Oklahoma 05/31/2001
Oregon 04/14/2008
Pennsylvania 01/02/2001
Rhode Island 03/05/2018
South Carolina 04/14/2008
South Dakota 03/05/2018
Tennessee 08/31/2001
Texas 03/30/2001
Utah 02/28/2007
Vermont 03/02/2017
Virginia 01/02/2001
Washington 03/02/2001
Wisconsin 04/14/2008
Wyoming 03/05/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser