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Investment Adviser Firm Summary

J. L. BAINBRIDGE & CO., INC. (CRD# 108058 / SEC# 801-55231)
Alternate Names: BAINBRIDGE J L & CO INC , J L BAINBRIDGE % COMPANY, INC. , J. L. BAINBRIDGE & CO., INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/01/1998

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 06/19/2006
California 01/13/1998
Colorado 02/09/2016
Connecticut 04/20/1998
Delaware 10/30/2007
Florida 05/07/1991
Georgia 06/13/1996
Illinois 06/23/1988
Massachusetts 09/18/1995
Michigan 04/28/2015
Mississippi 04/28/2015
Nebraska 09/12/2005
New Hampshire 05/25/1989
New Jersey 03/31/1986
New Mexico 03/17/2008
New York 10/03/2005
North Carolina 03/06/2001
Ohio 01/30/2002
Pennsylvania 06/26/1998
South Carolina 05/10/2005
Texas 10/13/1998
Wisconsin 10/24/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser