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Investment Adviser Firm Summary

COBBLESTONE CAPITAL ADVISORS, LLC (CRD# 108023 / SEC# 801-55482)
Alternate Names: COBBLESTONE CAPITAL ADVISORS, LLC , STEPHEN P. MOULTON & ASSOCIATES

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/08/1998

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 11/03/2008
Colorado 03/19/2014
Connecticut 02/24/2010
Florida 03/31/2004
Illinois 04/07/2015
Maryland 03/27/2012
Massachusetts 11/08/2004
Michigan 03/27/2012
New Hampshire 02/24/2010
New York 04/07/1998
North Carolina 10/13/2006
Oregon 03/27/2018
Pennsylvania 03/30/2004
Rhode Island 03/28/2017
South Carolina 06/29/2009
Texas 02/24/2010
Vermont 03/19/2015
Virginia 03/26/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser