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Investment Adviser Firm Summary

CUMBERLAND ADVISORS INC (CRD# 107964 / SEC# 801-55344)
Alternate Names: CUMBERLAND ADVISORS , CUMBERLAND ADVISORS INC , CUMBERLAND CONSULTING

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/27/1998

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/07/2013
Alaska 02/23/2011
Arizona 06/07/1999
California 03/12/1998
Colorado 04/25/2002
Connecticut 01/04/1999
Delaware 07/31/2003
District of Columbia 05/16/2002
Florida 04/17/1998
Georgia 08/20/1995
Hawaii 03/14/2017
Idaho 03/14/2017
Illinois 03/04/1998
Indiana 11/01/2012
Iowa 01/07/2013
Kansas 03/14/2008
Kentucky 01/27/2017
Louisiana 07/01/2005
Maine 03/04/1998
Maryland 03/11/1998
Massachusetts 03/04/1998
Michigan 11/19/1997
Minnesota 02/16/2005
Missouri 07/01/2005
Montana 01/07/2013
Nebraska 03/04/1998
Nevada 03/11/1998
New Hampshire 03/04/1998
New Jersey 10/24/1990
New Mexico 03/14/2008
New York 01/01/1974
North Carolina 01/31/2006
Ohio 06/12/2003
Oklahoma 01/07/2013
Oregon 02/13/2015
Pennsylvania 03/04/1998
Puerto Rico 02/03/2016
Rhode Island 01/07/2013
South Carolina 04/08/1998
South Dakota 06/04/2009
Tennessee 01/07/2013
Texas 03/05/1998
Utah 09/02/2008
Virginia 01/31/2002
Washington 08/19/2002
West Virginia 03/14/2017
Wisconsin 04/10/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser