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Investment Adviser Firm Summary

OZ MANAGEMENT LP (CRD# 107913 / SEC# 801-56729)
Alternate Names: OCH-ZIFF (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD. - RELYING ADVISER , OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC , OCH-ZIFF CAPITAL MANAGEMENT HONG KONG LIMITED - RELYING ADVISER , OCH-ZIFF CONSULTING (BEIJING) COMPANY LIMITED - RELYING ADVISER , OCH-ZIFF EUROPE LOAN MANAGEMENT LIMITED - RELYING ADVISER , OCH-ZIFF INDIA PRIVATE LIMITED - RELYING ADVISER , OCH-ZIFF LOAN MANAGEMENT LP - RELYING ADVISER , OCH-ZIFF MANAGEMENT EUROPE LIMITED - RELYING ADVISER , OCH-ZIFF REAL ESTATE ADVISORS LP - RELYING ADVISER , OZ CLO MANAGEMENT LLC , OZ INSTITUTIONAL CREDIT MANAGEMENT LP , OZ MANAGEMENT II LP - RELYING ADVISER , OZ MANAGEMENT LLC , OZ MANAGEMENT LP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/29/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
New York 03/31/2005
Texas 02/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser