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Investment Adviser Firm Summary

CORNERCAP INVESTMENT COUNSEL INC (CRD# 107852 / SEC# 801-36918)
Alternate Names: CORNERCAP INVESTMENT COUNSEL INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/30/1990

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/14/2018
Arizona 02/14/2018
California 05/18/2016
Colorado 02/14/2018
Connecticut 02/14/2018
Delaware 06/30/2003
District of Columbia 02/14/2018
Florida 08/21/1995
Georgia 09/20/1989
Illinois 02/14/2018
Indiana 02/14/2018
Kansas 02/14/2018
Louisiana 04/18/2014
Maryland 02/14/2018
Massachusetts 03/23/1995
Michigan 02/14/2018
Mississippi 02/14/2018
Missouri 09/22/1995
New Hampshire 10/09/1995
New Jersey 06/08/1995
New York 06/05/1995
North Carolina 01/04/2001
Oklahoma 02/14/2018
Pennsylvania 02/14/2018
South Carolina 08/11/1995
South Dakota 10/03/1995
Tennessee 06/23/1995
Texas 07/07/1995
Utah 02/14/2018
Virginia 01/04/1999
Wisconsin 08/10/1995

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser