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Investment Adviser Firm Summary

BOYD WATTERSON ASSET MANAGEMENT, LLC (CRD# 107808 / SEC# 801-57468)
Alternate Names: BOYD WATTERSON ASSET MANAGEMENT LLC , BOYD WATTERSON ASSET MANAGEMENT, LLC , BOYD WATTERSON REAL ESTATE ADVISORS , MERCANTILE INSTITUTIONAL SERVICES , THE NEW ENGLAND GROUP OF BOYD WATTERSON ASSET MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/13/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/07/2008
Alaska 12/14/2007
Arizona 09/26/2006
Arkansas 01/07/2008
California 07/18/2002
Colorado 12/14/2007
Connecticut 03/27/2006
Delaware 01/15/2008
District of Columbia 01/07/2008
Florida 07/03/2000
Georgia 01/05/2004
Hawaii 01/07/2008
Idaho 01/07/2008
Illinois 01/15/2004
Indiana 09/26/2006
Iowa 01/08/2008
Kansas 09/26/2006
Kentucky 08/01/2007
Louisiana 06/18/2001
Maine 12/14/2007
Maryland 05/28/2003
Massachusetts 01/07/2008
Michigan 06/30/2000
Minnesota 01/18/2008
Mississippi 09/26/2006
Missouri 12/14/2007
Montana 01/07/2008
Nebraska 06/14/2002
Nevada 01/07/2008
New Hampshire 09/26/2006
New Jersey 11/26/2007
New Mexico 01/07/2008
New York 01/28/2003
North Carolina 02/27/2003
North Dakota 01/07/2008
Ohio 06/13/2000
Oklahoma 11/09/2007
Oregon 05/23/2007
Pennsylvania 06/29/2000
Rhode Island 01/07/2008
South Carolina 01/07/2008
South Dakota 01/08/2008
Tennessee 08/01/2003
Texas 06/29/2000
Utah 01/07/2008
Vermont 07/20/2000
Virgin Islands 01/07/2008
Virginia 11/09/2007
Washington 05/26/2004
West Virginia 01/07/2008
Wisconsin 11/09/2007
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser