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Investment Adviser Firm Summary

OFI PRIVATE INVESTMENTS INC (CRD# 107807 / SEC# 801-57520)
Alternate Names: OFI PRIVATE INVESTMENTS INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/12/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/26/2000
Alaska 05/23/2000
Arizona 05/22/2000
Arkansas 05/23/2000
California 06/01/2000
Colorado 05/25/2000
Connecticut 07/20/2000
Delaware 04/25/2003
District of Columbia 06/22/2000
Florida 05/31/2000
Georgia 05/22/2000
Hawaii 05/22/2000
Idaho 05/22/2000
Illinois 05/22/2000
Indiana 05/15/2001
Iowa 05/22/2000
Kansas 05/23/2000
Kentucky 05/30/2000
Louisiana 04/08/2008
Maine 06/14/2000
Maryland 05/03/2000
Massachusetts 05/22/2000
Michigan 05/22/2000
Minnesota 05/24/2000
Mississippi 05/22/2000
Missouri 05/22/2000
Montana 05/22/2000
Nebraska 05/23/2000
Nevada 05/22/2000
New Hampshire 05/31/2000
New Jersey 05/24/2000
New Mexico 05/26/2000
New York 05/24/2000
North Carolina 02/05/2001
North Dakota 05/23/2000
Ohio 06/13/2000
Oklahoma 05/23/2000
Oregon 02/05/2001
Pennsylvania 05/23/2000
Puerto Rico 05/23/2000
Rhode Island 05/23/2000
South Carolina 05/22/2000
South Dakota 05/23/2000
Tennessee 05/24/2000
Texas 05/23/2000
Utah 05/23/2000
Vermont 05/23/2000
Virginia 05/23/2000
Washington 05/24/2000
West Virginia 05/24/2000
Wisconsin 04/01/2000

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser