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Investment Adviser Firm Summary

INVESCO PRIVATE CAPITAL, INC. (CRD# 107584 / SEC# 801-45224)
Alternate Names: INVESCO PRIVATE CAPITAL INC , INVESCO PRIVATE CAPITAL, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/03/1993

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/08/1999
Alaska 02/26/2001
Arizona 01/01/1999
Arkansas 01/08/1999
California 05/12/1997
Colorado 01/26/1999
Connecticut 01/27/1999
Delaware 01/13/1999
District of Columbia 02/26/2001
Florida 02/08/1999
Georgia 02/26/2001
Hawaii 01/26/1999
Idaho 01/01/1999
Illinois 01/21/1999
Indiana 02/26/2001
Iowa 01/29/1999
Kansas 02/26/2001
Kentucky 02/26/2001
Louisiana 02/26/2001
Maine 01/05/1999
Maryland 01/22/1999
Massachusetts 01/26/1999
Michigan 02/26/2001
Minnesota 02/26/2001
Mississippi 12/28/1998
Missouri 01/01/1999
Montana 01/01/1999
Nebraska 01/02/1999
Nevada 01/04/1999
New Hampshire 02/26/2001
New Jersey 02/26/2001
New Mexico 02/26/2001
New York 02/26/2001
North Carolina 02/26/2001
North Dakota 03/29/2004
Ohio 02/26/2001
Oklahoma 08/12/1999
Oregon 02/26/2001
Pennsylvania 05/05/1999
Puerto Rico 02/09/1999
Rhode Island 02/26/2001
South Carolina 02/26/2001
South Dakota 12/28/1998
Tennessee 01/01/1999
Texas 03/24/2003
Utah 01/27/1999
Vermont 01/28/1999
Virginia 01/26/1999
Washington 01/01/1999
West Virginia 01/01/1999
Wisconsin 01/04/1999

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser