at


Investment Adviser Firm Summary

NAVELLIER & ASSOCIATES INC (CRD# 107568 / SEC# 801-30582)
Alternate Names: NAVELLIER & ASSOCIATES INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/30/1987

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/23/1992
Alaska 07/09/1992
Arizona 08/24/1994
Arkansas 04/20/1993
California 03/17/1989
Colorado 03/07/2002
Connecticut 07/14/1997
Delaware 07/18/2003
District of Columbia 06/25/1994
Florida 10/04/1991
Georgia 03/13/1992
Hawaii 07/22/1992
Idaho 03/17/1993
Illinois 11/24/1992
Indiana 02/28/2001
Iowa 03/11/2002
Kansas 03/26/1992
Kentucky 03/24/1992
Louisiana 10/12/2001
Maine 01/21/1993
Maryland 06/17/1993
Massachusetts 09/01/1994
Michigan 01/09/1998
Minnesota 07/06/1992
Mississippi 10/06/1997
Missouri 07/14/1997
Montana 06/29/1992
Nebraska 04/01/1993
Nevada 06/30/1988
New Hampshire 04/01/1993
New Jersey 06/22/1992
New Mexico 08/03/1992
New York 04/09/1993
North Carolina 02/22/2001
North Dakota 03/07/2002
Ohio 06/18/1999
Oklahoma 01/01/1998
Oregon 07/22/1991
Pennsylvania 07/29/1992
Puerto Rico 01/07/1993
Rhode Island 01/01/1993
South Carolina 03/15/1993
South Dakota 04/21/1992
Tennessee 06/08/1992
Texas 03/31/1993
Utah 05/22/1992
Vermont 12/23/1994
Virgin Islands 02/20/2009
Virginia 03/29/1993
Washington 03/20/1992
West Virginia 04/14/1992
Wisconsin 02/24/1993

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser