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Investment Adviser Firm Summary

STEINBERG GLOBAL ASSET MANAGEMENT LTD (CRD# 107522 / SEC# 801-41473)
Alternate Names: ATLANTIC INVESTMENT ADVISORS, A DIVISION OF STEINBERG GLOBAL ASSET MANAGEMENT , STEINBERG GLOBAL ASSET MANAGEMENT LTD

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/12/1992

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 09/25/2006
Connecticut 03/27/2013
Florida 02/06/2001
Georgia 07/17/2012
Illinois 03/21/2018
Louisiana 12/20/2016
Maryland 03/13/2015
Massachusetts 02/06/2001
New Hampshire 09/25/2006
New Jersey 10/16/2006
New York 08/10/2005
North Carolina 03/31/2008
Ohio 03/30/2016
Pennsylvania 03/29/2012
South Carolina 09/20/2012
Tennessee 03/13/2015
Texas 01/27/2009
Virginia 03/27/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser