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Investment Adviser Firm Summary

FISHER ASSET MANAGEMENT, LLC (CRD# 107342 / SEC# 801-29362)
Alternate Names: FISHER ASSET MANAGEMENT, LLC , FISHER INVESTMENTS , FISHER INVESTMENTS,INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/26/1987

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/03/1995
Alaska 02/28/2001
Arizona 09/21/1994
Arkansas 08/29/1995
California 01/01/1988
Colorado 01/01/1999
Connecticut 12/23/1997
Delaware 05/05/1995
District of Columbia 10/22/1994
Florida 04/26/1995
Georgia 04/03/1995
Hawaii 02/28/2001
Idaho 06/16/1995
Illinois 06/07/1988
Indiana 01/29/2001
Iowa 01/01/2000
Kansas 06/21/1995
Kentucky 04/11/1995
Louisiana 10/05/2001
Maine 08/14/1995
Maryland 05/19/1995
Massachusetts 06/28/1994
Michigan 01/29/2001
Minnesota 06/21/1989
Mississippi 12/01/1997
Missouri 05/26/1995
Montana 01/01/1995
Nebraska 07/31/1997
Nevada 04/28/1995
New Hampshire 04/18/1989
New Jersey 06/06/1995
New Mexico 04/21/1995
New York 08/24/1995
North Carolina 01/22/2001
North Dakota 05/16/2000
Ohio 02/28/2000
Oklahoma 01/01/1998
Oregon 03/31/1997
Pennsylvania 10/18/1995
Puerto Rico 05/03/2002
Rhode Island 04/12/1995
South Carolina 04/04/1995
South Dakota 04/14/1995
Tennessee 06/12/1995
Texas 01/31/1991
Utah 01/01/1995
Vermont 06/11/1998
Virgin Islands 07/10/2009
Virginia 05/31/1988
Washington 04/27/1995
West Virginia 05/01/1995
Wisconsin 08/30/1999
Wyoming 07/03/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser