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Investment Adviser Firm Summary

CABOT WEALTH MANAGEMENT (CRD# 107327 / SEC# 801-19708)
Alternate Names: CABOT MONEY MANAGEMENT INC , CABOT WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/16/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 04/26/2018
California 10/07/1992
Connecticut 09/25/1997
Delaware 08/08/1996
Florida 03/02/1995
Georgia 12/04/2017
Illinois 03/02/1994
Indiana 03/13/2001
Louisiana 03/13/2001
Maine 03/27/1996
Massachusetts 03/13/2001
Michigan 01/03/2002
Minnesota 03/13/2001
Nebraska 01/03/2008
New Hampshire 03/13/2001
New Jersey 05/17/2018
New York 03/13/2001
North Carolina 03/13/2001
Ohio 03/13/2001
Pennsylvania 04/06/1994
Texas 03/05/1996
Virginia 03/13/2001
Wisconsin 06/02/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser