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Investment Adviser Firm Summary

TRANSAMERICA RETIREMENT ADVISORS, LLC (CRD# 107319 / SEC# 801-42910)
Alternate Names: DIVERSIFIED INVESTMENT ADVISORS INC , DIVERSIFIED INVESTMENT ADVISORS, INC. , DIVERSIFIED RETIREMENT CORPORATION , TRANSAMERICA RETIREMENT ADVISORS, INC. , TRANSAMERICA RETIREMENT ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/16/1992

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/30/2013
Alaska 11/01/2013
Arizona 05/30/2013
Arkansas 11/01/2013
California 11/01/2013
Colorado 11/01/2013
Connecticut 05/30/2013
Delaware 11/01/2013
District of Columbia 11/01/2013
Florida 05/31/2013
Georgia 11/01/2013
Hawaii 11/01/2013
Idaho 05/30/2013
Illinois 11/04/2013
Indiana 05/30/2013
Iowa 05/30/2013
Kansas 06/17/2013
Kentucky 11/01/2013
Louisiana 11/01/2013
Maine 11/01/2013
Maryland 05/30/2013
Massachusetts 03/29/2007
Michigan 05/30/2013
Minnesota 11/01/2013
Mississippi 11/01/2013
Missouri 05/30/2013
Montana 11/01/2013
Nebraska 11/01/2013
Nevada 11/01/2013
New Hampshire 11/01/2013
New Jersey 11/20/2013
New Mexico 11/01/2013
New York 03/29/2007
North Carolina 11/01/2013
North Dakota 11/01/2013
Ohio 11/01/2013
Oklahoma 11/01/2013
Oregon 11/01/2013
Pennsylvania 11/01/2013
Puerto Rico 11/01/2013
Rhode Island 11/01/2013
South Carolina 11/01/2013
South Dakota 11/01/2013
Tennessee 05/30/2013
Texas 05/30/2013
Utah 11/01/2013
Vermont 11/01/2013
Virgin Islands 11/01/2013
Virginia 11/01/2013
Washington 11/01/2013
West Virginia 11/01/2013
Wisconsin 05/30/2013
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser