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Investment Adviser Firm Summary

EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC (CRD# 107316 / SEC# 801-44694)
Alternate Names: EBS ASSET MANAGEMENT , EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/09/1993

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/18/2002
Arizona 03/28/2002
California 11/23/1993
Florida 01/18/1994
Georgia 10/31/2001
Illinois 11/10/1993
Indiana 02/28/2001
Kentucky 03/31/2011
Louisiana 03/29/2012
Michigan 09/23/1997
Nebraska 02/25/2003
Nevada 02/02/2015
New Hampshire 08/29/2002
New York 03/28/2002
North Carolina 03/28/2002
Ohio 10/25/1999
Pennsylvania 10/31/2001
South Carolina 10/31/2001
Tennessee 01/13/2000
Texas 10/08/1993
Virginia 03/28/2002

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser