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Investment Adviser Firm Summary

HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. (CRD# 107300 / SEC# 801-47202)
Alternate Names: HENDERSON GLOBAL INVESTORS , HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. , HENDERSON GLOBAL INVESTORS GP II, LLC , HENDERSON GLOBAL INVESTORS GP IV, LLC , HENDERSON GLOBAL INVESTORS GP, LLC , HENDERSON INTERNATIONAL GP, LLC , HENDERSON INVESTORS NORTH AMERICAN INC , JANUS HENDERSON INVESTORS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/12/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/31/2005
Alaska 07/03/2003
Arizona 03/31/2005
Arkansas 04/02/2004
California 07/01/2003
Colorado 07/01/2003
Connecticut 02/28/2001
Delaware 07/01/2003
District of Columbia 07/01/2003
Florida 07/01/2003
Georgia 07/01/2003
Hawaii 07/01/2003
Idaho 07/01/2003
Illinois 02/28/2001
Indiana 07/01/2003
Iowa 07/01/2003
Kansas 03/31/2005
Kentucky 03/31/2005
Louisiana 03/31/2005
Maine 07/01/2003
Maryland 07/01/2003
Massachusetts 07/01/2003
Michigan 07/01/2003
Minnesota 07/10/2003
Mississippi 03/31/2005
Missouri 07/01/2003
Montana 03/31/2005
Nebraska 03/31/2005
Nevada 07/01/2003
New Hampshire 07/01/2003
New Jersey 07/15/2003
New Mexico 03/31/2004
New York 07/01/2003
North Carolina 07/01/2003
North Dakota 03/31/2005
Ohio 07/01/2003
Oklahoma 07/01/2003
Oregon 07/01/2003
Pennsylvania 07/01/2003
Puerto Rico 03/31/2005
Rhode Island 07/01/2003
South Carolina 03/31/2005
South Dakota 03/31/2005
Tennessee 04/04/2005
Texas 07/01/2003
Utah 03/31/2005
Vermont 07/01/2003
Virginia 07/01/2003
Washington 07/01/2003
West Virginia 03/31/2005
Wisconsin 07/01/2003

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser