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Investment Adviser Firm Summary

DENVER INVESTMENT ADVISORS LLC (CRD# 107293 / SEC# 801-47933)
Alternate Names: BEE & ASSOCIATES, A DIVISION OF DENVER INVESTMENT ADVISORS LLC , DENVER ALTERNATIVES , DENVER INVESTMENT ADVISORS LLC , DENVER INVESTMENTS , TEMPEST INVESTMENT COUNSELORS, A DIVISION OF DENVER INVESTMENT ADVISORS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/30/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/30/2007
Alaska 03/09/2007
Arizona 03/29/2006
Arkansas 03/12/2007
California 03/29/2006
Colorado 01/01/1999
Connecticut 03/06/2007
Delaware 03/12/2007
District of Columbia 03/06/2007
Florida 03/07/2007
Georgia 03/29/2006
Hawaii 03/06/2007
Idaho 03/06/2007
Illinois 03/12/2007
Indiana 03/06/2007
Iowa 03/06/2007
Kansas 03/06/2007
Kentucky 03/06/2007
Louisiana 03/06/2007
Maine 03/06/2007
Maryland 03/06/2007
Massachusetts 03/06/2007
Michigan 03/06/2007
Minnesota 03/19/2007
Mississippi 03/06/2007
Missouri 03/06/2007
Montana 03/06/2007
Nebraska 03/06/2007
Nevada 03/06/2007
New Hampshire 03/06/2007
New Jersey 03/15/2007
New Mexico 03/06/2007
New York 03/06/2007
North Carolina 03/06/2007
North Dakota 03/06/2007
Ohio 03/06/2007
Oklahoma 03/06/2007
Oregon 03/06/2007
Pennsylvania 03/06/2007
Puerto Rico 03/06/2007
Rhode Island 03/06/2007
South Carolina 03/06/2007
South Dakota 03/07/2007
Tennessee 03/07/2007
Texas 03/29/2006
Utah 03/06/2007
Vermont 03/06/2007
Virgin Islands 03/28/2008
Virginia 03/06/2007
Washington 03/06/2007
West Virginia 03/06/2007
Wisconsin 03/06/2007
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser