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Investment Adviser Firm Summary

CHANDLER ASSET MANAGEMENT INC (CRD# 107287 / SEC# 801-44378)
Alternate Names: CHANDLER ASSET MANAGEMENT INC , N/A

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/22/1993

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/22/2004
Alaska 08/22/2003
Arizona 05/02/2003
Arkansas 10/09/2009
California 08/11/1993
Colorado 05/02/2003
Connecticut 06/16/2005
Delaware 12/21/2009
District of Columbia 06/16/2005
Florida 03/18/2003
Georgia 03/17/2003
Hawaii 12/14/2009
Idaho 05/02/2003
Illinois 03/19/2003
Indiana 03/17/2003
Kansas 06/24/2003
Louisiana 08/18/2003
Maine 03/18/2004
Maryland 06/24/2003
Massachusetts 06/24/2003
Michigan 08/18/2003
Minnesota 05/14/2003
Missouri 05/02/2003
Nebraska 02/27/2009
Nevada 10/21/2003
New Hampshire 03/19/2004
New Jersey 05/02/2003
New Mexico 06/24/2003
New York 05/02/2003
North Carolina 05/02/2003
Ohio 03/17/2003
Oklahoma 06/24/2003
Oregon 05/02/2003
Pennsylvania 06/24/2003
Rhode Island 06/24/2003
South Carolina 05/02/2003
Tennessee 05/05/2003
Texas 03/17/2003
Utah 08/18/2003
Virginia 05/02/2003
Washington 05/02/2003
West Virginia 07/22/2004
Wisconsin 12/14/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser