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Investment Adviser Firm Summary

CUTWATER INVESTOR SERVICES CORP. (CRD# 107200 / SEC# 801-38363)
Alternate Names: CUTWATER ASSET MANAGEMENT , CUTWATER INVESTOR SERVICES CORP. , INSIGHT INVESTMENT , MBIA ASSET MANAGEMENT , MBIA ASSET MANAGEMENT GROUP , MBIA MUNICIPAL INVESTORS SERVICES CORP , MBIA MUNICIPAL INVESTORS SERVICES CORPORATION

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/01/1991

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/02/2003
Alaska 04/02/2003
Arizona 10/18/2002
Arkansas 04/04/2003
California 09/07/1995
Colorado 04/02/2003
Connecticut 04/02/2003
Delaware 04/02/2003
District of Columbia 04/03/2003
Florida 10/21/2002
Georgia 04/02/2003
Hawaii 04/02/2003
Idaho 04/02/2003
Illinois 04/16/2002
Indiana 04/02/2003
Iowa 04/02/2003
Kansas 04/02/2003
Kentucky 04/02/2003
Louisiana 04/02/2003
Maine 04/02/2003
Maryland 04/02/2003
Massachusetts 04/02/2003
Michigan 04/02/2003
Minnesota 04/02/2003
Mississippi 04/02/2003
Missouri 04/02/2003
Montana 04/02/2003
Nebraska 04/02/2003
Nevada 04/02/2003
New Hampshire 04/02/2003
New Jersey 04/02/2003
New Mexico 04/02/2003
New York 04/02/2003
North Carolina 04/02/2003
North Dakota 04/02/2003
Ohio 04/02/2003
Oklahoma 04/02/2003
Oregon 04/02/2003
Pennsylvania 04/02/2003
Puerto Rico 04/02/2003
Rhode Island 04/02/2003
South Carolina 04/02/2003
South Dakota 05/21/2003
Tennessee 04/03/2003
Texas 04/02/2003
Utah 04/02/2003
Vermont 04/02/2003
Virginia 04/02/2003
Washington 04/02/2003
West Virginia 04/02/2003
Wisconsin 04/02/2003

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser