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Investment Adviser Firm Summary

MERITAGE PORTFOLIO MANAGEMENT, INC. (CRD# 107177 / SEC# 801-39348)
Alternate Names: EVEANS BASH KLEIN , EVEANS BASH KLEIN, INC. , EVEANS BASH MAGRINO & KLEIN INC , MERITAGE PORTFOLIO MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/28/1991

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/27/2008
California 03/27/2008
Florida 03/28/2008
Illinois 05/20/1994
Indiana 02/14/2001
Kansas 07/09/1991
Louisiana 03/30/2012
Massachusetts 02/23/2009
Minnesota 07/13/1994
Missouri 07/12/1994
Nebraska 01/02/2002
Nevada 02/06/2006
New Hampshire 03/27/2008
Oklahoma 01/01/1998
Oregon 03/30/2009
Rhode Island 05/08/2014
Texas 09/06/1994
Virginia 12/09/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser