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Investment Adviser Firm Summary

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. (CRD# 107173 / SEC# 801-20303)
Alternate Names: ACCESS CAPITAL STRATEGIES , INSIGHT INVESTMENT MANAGEMENT INC , PUBLIC FUND SERVICES , RBC GAM , RBC GLOBAL ASSET MANAGEMENT , RBC GLOBAL ASSET MANAGEMENT (U.S.) , RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. , VOYAGEUR ASSET MANAGEMENT INC. , VOYAGEUR ASSET MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/27/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/15/2000
Alaska 12/11/2000
Arizona 04/09/1997
Arkansas 12/08/2000
California 12/29/2000
Colorado 12/11/2000
Connecticut 08/15/1997
Delaware 06/30/2003
District of Columbia 04/25/1997
Florida 04/30/1997
Georgia 03/03/1997
Hawaii 08/18/1997
Idaho 12/07/2000
Illinois 02/04/1986
Indiana 05/30/2001
Iowa 01/01/1999
Kansas 12/07/2000
Kentucky 12/21/2000
Louisiana 10/18/2001
Maine 02/15/2001
Maryland 12/11/2000
Massachusetts 12/18/2000
Michigan 11/19/1997
Minnesota 04/04/1997
Mississippi 12/07/2000
Missouri 12/07/2000
Montana 01/01/1998
Nebraska 04/28/1997
Nevada 12/07/2000
New Hampshire 12/07/2000
New Jersey 07/13/1995
New Mexico 12/11/2000
New York 07/21/1997
North Carolina 01/12/2001
North Dakota 09/22/2001
Ohio 09/24/1999
Oklahoma 02/28/2001
Oregon 08/09/2002
Pennsylvania 12/18/2000
Puerto Rico 12/07/2000
Rhode Island 01/01/1998
South Carolina 08/07/2002
South Dakota 01/09/1984
Tennessee 01/01/2001
Texas 04/30/1997
Utah 12/07/2000
Vermont 12/07/2000
Virginia 12/20/2000
Washington 04/01/1997
West Virginia 12/07/2000
Wisconsin 02/27/1984

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser