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Investment Adviser Firm Summary

PAYDEN & RYGEL (CRD# 107160 / SEC# 801-19762)
Alternate Names: PAYDEN & RYGEL , PAYDEN & RYGEL DISTRIBUTORS (BD ONLY)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/08/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/19/1996
Alaska 03/30/2007
Arizona 08/31/1994
Arkansas 06/06/1996
California 05/31/1984
Connecticut 09/19/1997
Delaware 04/21/2003
District of Columbia 04/09/1996
Florida 05/13/1987
Georgia 01/16/1991
Hawaii 10/08/1996
Idaho 04/23/1996
Illinois 09/27/2000
Indiana 02/13/2001
Iowa 01/01/1999
Kansas 12/08/1997
Kentucky 03/25/1996
Louisiana 10/15/2001
Maine 05/19/1996
Maryland 11/26/1990
Massachusetts 04/14/1994
Michigan 01/31/2001
Minnesota 06/06/1990
Mississippi 12/18/1997
Missouri 08/15/1995
Montana 01/01/1997
Nebraska 08/02/2001
Nevada 12/10/1990
New Hampshire 08/03/1990
New Jersey 02/20/1996
New Mexico 03/05/1996
New York 02/22/1996
North Carolina 01/31/2001
North Dakota 03/26/2003
Ohio 03/31/1999
Oklahoma 01/01/1998
Oregon 01/31/2001
Pennsylvania 10/16/1996
Rhode Island 01/01/1993
South Carolina 10/04/1996
South Dakota 03/01/1996
Tennessee 01/26/1987
Texas 01/28/1987
Utah 01/02/1996
Vermont 01/06/1995
Virginia 02/06/2001
Washington 04/01/1989
West Virginia 05/01/1996
Wisconsin 01/28/1986

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser