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Investment Adviser Firm Summary

FOSTER GROUP, INC. (CRD# 107148 / SEC# 801-38507)
Alternate Names: FOSTER CAPITAL MANAGEMENT INC , FOSTER GROUP, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/30/1991

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/30/2004
California 08/21/2008
Florida 01/03/2003
Illinois 04/29/2004
Iowa 01/02/2003
Kansas 10/17/2017
Michigan 03/29/2006
Minnesota 01/02/2003
Missouri 03/30/2004
Nebraska 01/02/2003
Nevada 08/15/2013
New York 07/10/2013
North Carolina 08/26/2015
North Dakota 02/07/2014
Ohio 03/30/2004
Oklahoma 05/31/2005
Pennsylvania 03/31/2017
South Dakota 04/01/2011
Texas 05/31/2005
Wisconsin 05/31/2005

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser