at


Investment Adviser Firm Summary

HEITMAN REAL ESTATE SECURITIES LLC (CRD# 107134 / SEC# 801-48252)
Alternate Names: HEITMAN PRA SECURITIES ADVISORS LLC , HEITMAN REAL ESTATE SECURITIES LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/24/1995

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/22/2002
Alaska 09/15/1998
Arizona 09/14/1998
Arkansas 09/17/1998
California 09/17/1998
Colorado 03/26/2003
Connecticut 09/17/1998
Delaware 05/27/2003
District of Columbia 10/14/1998
Florida 10/02/1998
Georgia 09/11/1998
Hawaii 09/11/1998
Idaho 09/11/1998
Illinois 09/14/1998
Indiana 02/28/2001
Iowa 04/22/1999
Kansas 10/02/1998
Kentucky 11/21/2000
Louisiana 10/08/2001
Maine 09/11/1998
Maryland 09/14/1998
Massachusetts 09/11/1998
Michigan 09/15/1998
Minnesota 09/17/1998
Mississippi 09/11/1998
Missouri 09/11/1998
Montana 09/24/1998
Nebraska 09/22/1999
Nevada 09/11/1998
New Hampshire 09/11/1998
New Jersey 09/29/1998
New Mexico 09/14/1998
New York 09/15/1998
North Carolina 02/22/2001
North Dakota 11/30/1999
Ohio 01/01/2000
Oklahoma 09/22/1998
Oregon 02/09/1998
Pennsylvania 09/11/1998
Puerto Rico 06/11/2007
Rhode Island 09/11/1998
South Carolina 09/11/1998
South Dakota 09/11/1998
Tennessee 10/14/1998
Texas 04/15/1999
Utah 09/11/1998
Vermont 09/24/1998
Virgin Islands 06/11/2007
Virginia 09/14/1998
Washington 09/14/1998
West Virginia 09/11/1998
Wisconsin 09/11/1998
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser