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Investment Adviser Firm Summary

BLACKROCK FINANCIAL MANAGEMENT, INC (CRD# 107105 / SEC# 801-48433)
Alternate Names: BLACKROCK FINANCIAL MANAGEMENT, INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/28/1995
Oklahoma Terminated 03/31/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/08/2006
Alaska 04/07/2006
Arizona 03/31/2006
Arkansas 04/04/2006
California 04/09/2003
Colorado 03/31/2006
Connecticut 03/31/2006
Delaware 04/10/2006
District of Columbia 03/31/2006
Florida 04/03/2006
Georgia 03/31/2006
Hawaii 03/31/2006
Idaho 03/31/2006
Illinois 05/02/2006
Indiana 03/31/2006
Iowa 04/03/2006
Kansas 03/31/2006
Kentucky 03/31/2006
Louisiana 03/31/2006
Maine 03/31/2006
Maryland 03/31/2006
Massachusetts 03/31/2006
Michigan 03/31/2006
Minnesota 04/10/2006
Mississippi 03/31/2006
Missouri 03/31/2006
Montana 03/31/2006
Nebraska 03/31/2006
Nevada 03/31/2006
New Hampshire 03/31/2006
New Jersey 05/10/2006
New Mexico 03/31/2006
New York 02/01/1995
North Carolina 03/31/2006
North Dakota 03/31/2006
Ohio 03/31/2006
Oklahoma 03/31/2006
Oregon 03/31/2006
Pennsylvania 03/31/2006
Puerto Rico 03/31/2006
Rhode Island 03/31/2006
South Carolina 03/31/2006
South Dakota 03/31/2006
Tennessee 04/03/2006
Texas 03/31/2006
Utah 03/31/2006
Vermont 03/31/2006
Virgin Islands 03/31/2008
Virginia 03/31/2006
Washington 03/31/2006
West Virginia 03/31/2006
Wisconsin 03/31/2006
Wyoming 08/28/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser