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Investment Adviser Firm Summary

OAK RIDGE INVESTMENTS, LLC (CRD# 107066 / SEC# 801-35529)
Alternate Names: OAK RIDGE INVESTMENTS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/08/1989

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/07/1996
Alaska 01/18/2002
Arizona 01/22/1998
Arkansas 09/28/2004
California 07/08/1997
Colorado 05/31/2006
Connecticut 12/15/1997
Delaware 05/13/2003
District of Columbia 01/16/2002
Florida 01/02/1998
Georgia 04/12/1991
Hawaii 05/13/2003
Idaho 01/15/2002
Illinois 01/02/1990
Indiana 02/13/2001
Iowa 01/23/2002
Kansas 03/20/2001
Kentucky 12/28/1999
Louisiana 10/12/2001
Maine 01/15/2002
Maryland 01/30/1998
Massachusetts 01/01/1998
Michigan 12/08/2000
Minnesota 01/26/2000
Mississippi 12/23/1997
Missouri 01/02/1990
Montana 01/15/2002
Nebraska 03/20/2001
Nevada 12/21/1998
New Hampshire 03/14/1994
New Jersey 01/26/1999
New Mexico 03/20/2001
New York 01/01/1990
North Carolina 12/08/2000
North Dakota 05/31/2006
Ohio 10/14/1999
Oklahoma 06/17/2002
Oregon 12/30/1997
Pennsylvania 01/02/1998
Puerto Rico 03/30/2012
Rhode Island 09/24/2004
South Carolina 12/31/1997
South Dakota 12/21/1998
Tennessee 01/01/1999
Texas 01/22/1990
Utah 01/16/2002
Vermont 05/31/2006
Virginia 01/08/1999
Washington 01/05/1998
West Virginia 05/31/2006
Wisconsin 01/02/1998

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser