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Investment Adviser Firm Summary

LATEEF INVESTMENT MANAGEMENT, LP. (CRD# 107049 / SEC# 801-9747)
Alternate Names: LATEEF INVESTMENT MANAGEMENT, LP. , LATEEF MANAGEMENT ASSOCIATES

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/16/1974

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/03/2007
Alaska 03/23/2012
Arizona 03/26/2001
Arkansas 03/23/2012
California 02/15/1974
Colorado 12/12/2006
Connecticut 12/02/2005
Delaware 12/19/2006
District of Columbia 12/12/2006
Florida 11/11/2004
Georgia 12/02/2005
Hawaii 03/23/2012
Idaho 12/02/2005
Illinois 12/06/2005
Indiana 02/28/2008
Iowa 03/23/2012
Kansas 12/02/2005
Kentucky 12/12/2006
Louisiana 12/12/2006
Maine 03/23/2012
Maryland 12/02/2005
Massachusetts 01/19/2006
Michigan 12/12/2006
Minnesota 12/19/2006
Mississippi 02/28/2008
Missouri 12/02/2005
Montana 03/23/2012
Nebraska 02/28/2008
Nevada 03/26/2001
New Hampshire 12/12/2006
New Jersey 01/05/2006
New Mexico 03/23/2012
New York 03/26/2001
North Carolina 12/02/2005
North Dakota 03/23/2012
Ohio 12/12/2006
Oklahoma 02/28/2008
Oregon 03/26/2001
Pennsylvania 12/02/2005
Rhode Island 12/12/2006
South Carolina 12/12/2006
South Dakota 03/23/2012
Tennessee 12/05/2005
Texas 03/26/2001
Utah 12/12/2006
Vermont 03/23/2012
Virginia 12/02/2005
Washington 03/26/2001
West Virginia 03/23/2012
Wisconsin 12/12/2006
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser