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Investment Adviser Firm Summary

J.P. MORGAN INVESTMENT MANAGEMENT INC. (CRD# 107038 / SEC# 801-21011)
Alternate Names: J.P. MORGAN ASSET MANAGEMENT , J.P. MORGAN INVESTMENT MANAGEMENT INC. , JPMORGAN ASSET MANAGEMENT , JPMORGAN FLEMING ASSET MANAGEMENT , MORGAN J P INVESTMENT MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/04/1984

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/06/2002
Alaska 04/05/2002
Arizona 03/28/2002
Arkansas 04/02/2002
California 04/11/1988
Colorado 03/28/2002
Connecticut 10/12/1999
Delaware 08/20/2003
District of Columbia 03/28/2002
Florida 02/01/2001
Georgia 03/28/2002
Hawaii 03/28/2002
Idaho 03/28/2002
Illinois 04/20/1999
Indiana 03/28/2002
Iowa 04/08/2002
Kansas 03/28/2002
Kentucky 03/28/2002
Louisiana 03/28/2002
Maine 03/28/2002
Maryland 03/28/2002
Massachusetts 03/30/2001
Michigan 03/28/2002
Minnesota 03/30/2001
Mississippi 03/28/2002
Missouri 05/14/1998
Montana 03/28/2002
Nebraska 03/28/2002
Nevada 03/28/2002
New Hampshire 03/29/2002
New Jersey 05/23/2002
New Mexico 03/28/2002
New York 07/28/1997
North Carolina 03/28/2002
North Dakota 03/28/2002
Ohio 03/28/2002
Oklahoma 06/13/2001
Oregon 03/28/2002
Pennsylvania 03/28/2002
Puerto Rico 03/28/2002
Rhode Island 03/28/2002
South Carolina 03/28/2002
South Dakota 04/01/2002
Tennessee 03/29/2002
Texas 04/01/2002
Utah 04/01/2002
Vermont 03/28/2002
Virgin Islands 03/30/2009
Virginia 03/30/2001
Washington 03/28/2002
West Virginia 04/08/2002
Wisconsin 03/28/2002
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser