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Investment Adviser Firm Summary

FULLER & THALER ASSET MANAGEMENT INC (CRD# 107033 / SEC# 801-43915)
Alternate Names: FULLER & THALER ASSET MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/13/1993

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/09/2013
Alaska 01/09/2013
Arizona 01/09/2013
Arkansas 01/09/2013
California 06/15/1993
Colorado 01/09/2013
Connecticut 01/09/2013
Delaware 01/09/2013
District of Columbia 01/09/2013
Florida 01/11/2013
Georgia 01/09/2013
Hawaii 01/09/2013
Idaho 01/09/2013
Illinois 04/07/2004
Indiana 01/09/2013
Iowa 01/09/2013
Kansas 01/09/2013
Kentucky 01/09/2013
Louisiana 01/09/2013
Maine 01/09/2013
Maryland 01/09/2013
Massachusetts 01/09/2013
Michigan 01/09/2013
Minnesota 01/09/2013
Mississippi 01/09/2013
Missouri 01/09/2013
Montana 01/09/2013
Nebraska 01/09/2013
Nevada 01/09/2013
New Hampshire 01/09/2013
New Jersey 01/28/2013
New Mexico 01/09/2013
New York 01/09/2013
North Carolina 01/09/2013
North Dakota 01/09/2013
Ohio 01/09/2013
Oklahoma 01/09/2013
Oregon 01/09/2013
Pennsylvania 01/09/2013
Puerto Rico 01/09/2013
Rhode Island 01/09/2013
South Carolina 01/09/2013
South Dakota 01/09/2013
Tennessee 01/09/2013
Texas 01/09/2013
Utah 01/09/2013
Vermont 01/09/2013
Virgin Islands 01/09/2013
Virginia 01/09/2013
Washington 01/09/2013
West Virginia 01/09/2013
Wisconsin 01/09/2013
Wyoming 03/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser