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Investment Adviser Firm Summary

HARRIS ASSOCIATES LP (CRD# 106960 / SEC# 801-50333)
Alternate Names: HARRIS ASSOCIATES LP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/29/1995

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/06/2002
Alaska 08/22/2002
Arizona 08/03/1994
Arkansas 08/22/2002
California 10/02/1995
Colorado 04/01/2002
Connecticut 11/16/2001
Delaware 08/12/2003
District of Columbia 11/28/2001
Florida 03/25/1993
Georgia 09/28/1989
Hawaii 08/22/2002
Idaho 08/22/2002
Illinois 09/29/1995
Indiana 11/16/2001
Iowa 09/07/1999
Kansas 04/01/2002
Kentucky 04/01/2002
Louisiana 04/01/2002
Maine 08/22/2002
Maryland 11/26/2001
Massachusetts 11/16/2001
Michigan 01/02/2001
Minnesota 03/05/1992
Mississippi 08/22/2002
Missouri 05/16/1996
Montana 08/22/2002
Nebraska 04/01/2002
Nevada 08/22/2002
New Hampshire 12/18/1995
New Jersey 12/04/2001
New Mexico 09/29/1995
New York 06/07/1994
North Carolina 11/16/2001
North Dakota 08/22/2002
Ohio 10/14/1999
Oklahoma 08/22/2002
Oregon 11/22/1995
Pennsylvania 02/23/1996
Puerto Rico 08/22/2002
Rhode Island 04/12/1994
South Carolina 09/18/2003
South Dakota 08/22/2002
Tennessee 02/28/1992
Texas 10/02/1995
Utah 08/22/2002
Vermont 09/29/1995
Virgin Islands 03/26/2008
Virginia 09/18/1995
Washington 07/23/1992
West Virginia 08/22/2002
Wisconsin 01/19/1993
Wyoming 01/03/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser