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Investment Adviser Firm Summary

HOWARD CAPITAL MANAGEMENT, INC. (CRD# 106951 / SEC# 801-10188)
Alternate Names: HOWARD CAPITAL MANAGEMENT , HOWARD CAPITAL MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/27/1974

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 04/22/2004
California 02/24/1994
Colorado 04/22/2004
Florida 01/02/1996
Illinois 03/31/2010
Louisiana 10/31/2014
Maryland 09/27/1995
Massachusetts 08/04/1994
Michigan 03/31/2003
New Hampshire 10/31/2014
New Jersey 05/16/1994
New York 03/14/1975
Oregon 03/27/2009
Pennsylvania 05/06/1996
Texas 04/22/2004
Virginia 03/28/2002
Washington 03/29/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser