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Investment Adviser Firm Summary

BRADLEY FOSTER & SARGENT INC (CRD# 106928 / SEC# 801-46616)
Alternate Names: BRADLEY FOSTER & SARGENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/31/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/31/2014
California 03/25/1998
Colorado 03/28/2003
Connecticut 02/20/2001
Delaware 03/31/2014
District of Columbia 08/28/2008
Florida 10/04/1996
Georgia 03/29/2012
Illinois 03/17/1998
Indiana 03/31/2014
Maine 06/13/2001
Maryland 08/28/2008
Massachusetts 08/24/1994
Michigan 01/08/2016
Nebraska 08/03/1998
New Hampshire 04/02/1998
New Jersey 03/24/1998
New York 11/04/1998
North Carolina 03/31/2004
Ohio 06/13/2001
Oregon 02/25/2013
Pennsylvania 01/05/1999
Rhode Island 05/10/2000
South Carolina 08/28/2008
Tennessee 10/18/2016
Texas 03/29/2012
Utah 03/31/2014
Vermont 12/08/1997
Virginia 03/29/2012
Wisconsin 02/07/2002
Wyoming 03/27/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser