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Investment Adviser Firm Summary

TRUST ADVISORY GROUP LTD (CRD# 106926 / SEC# 801-46919)
Alternate Names: TRUST ADVISORY GROUP LTD

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/25/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 01/10/2017
California 08/25/2010
Connecticut 07/27/2010
Florida 01/08/2010
Georgia 02/19/2016
Illinois 05/20/2016
Kentucky 09/27/2017
Maine 01/13/2010
Maryland 07/29/2011
Massachusetts 09/28/1994
Michigan 08/30/2010
Montana 08/30/2010
New Hampshire 09/13/1999
New Jersey 09/14/2010
New York 07/02/2009
North Carolina 07/29/2011
Ohio 09/20/2016
Oregon 03/06/2017
Pennsylvania 04/16/2015
Rhode Island 06/21/2000
South Carolina 03/01/2011
Tennessee 09/26/2016
Vermont 02/11/2010
Virginia 07/29/2011
Washington 08/25/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser