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Investment Adviser Firm Summary

DOMINION PORTFOLIO MANAGEMENT, INC. (CRD# 106918)
Alternate Names: DOMINION FINANCIAL ADVISORS INC. , DOMINION FINANCIAL ADVISORS, INC. , DOMINION PORTFOLIO MANAGEMENT, INC. , DOMINION WEALTH ADVISORS, INC. , NONE

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Terminated 04/01/2015
California Cancelled 04/25/2001
Colorado Approved 03/30/2015
Indiana Approved 11/27/2017
Louisiana Approved 06/27/2017
Michigan Approved 09/19/2014
Oklahoma Approved 08/05/2014
Tennessee Approved 03/04/2015
Texas Approved 08/01/2014
Washington Approved 02/23/2018

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser