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Investment Adviser Firm Summary

WILMINGTON TRUST INVESTMENT ADVISORS, INC. (CRD# 106909 / SEC# 801-50883)
Alternate Names: ALLIED INVESTMENT ADVISORS INC , MTB INVESTMENT ADVISORS, INC. , MTB INVESTMENT ADVISORS,INC. , WILMINGTON TRUST INVESTMENT ADVISORS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/27/1995

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 09/27/2000
Connecticut 03/29/2006
Delaware 08/15/2003
District of Columbia 03/26/1996
Florida 02/12/2002
Georgia 02/09/2012
Louisiana 03/30/2018
Maryland 04/10/1996
Massachusetts 04/01/2013
Michigan 03/30/2010
Nebraska 03/30/2018
New Hampshire 03/30/2018
New Jersey 03/05/2002
New York 03/18/1996
North Carolina 10/23/2006
Pennsylvania 06/18/1996
Texas 09/25/2012
Virginia 02/22/1996

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser