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Investment Adviser Firm Summary

ROLLINS FINANCIAL INC (CRD# 106896 / SEC# 801-36942)
Alternate Names: ROLLINS FINANCIAL COUNSELING INC , ROLLINS FINANCIAL INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/13/1990

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/10/2008
Arizona 03/22/2016
California 03/10/2008
Florida 01/03/1994
Georgia 09/06/1990
Illinois 03/11/2008
Indiana 03/25/2013
Louisiana 07/11/2011
Maryland 10/26/1992
Massachusetts 01/01/1995
Mississippi 03/23/2015
New Hampshire 07/11/2011
New York 01/12/2005
North Carolina 03/10/2008
Ohio 03/22/2016
South Carolina 01/12/2005
Tennessee 06/30/1997
Texas 06/02/1992
Virginia 07/07/1992
Washington 03/10/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser