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Investment Adviser Firm Summary

ALTA CAPITAL MANAGEMENT LLC (CRD# 106786 / SEC# 801-50778)
Alternate Names: ALTA CAPITAL MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/11/1995

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/25/2007
Alaska 06/01/2007
Arizona 07/17/2001
Arkansas 05/25/2007
California 03/12/1996
Colorado 05/25/2007
Connecticut 05/25/2007
Delaware 06/04/2007
District of Columbia 05/25/2007
Florida 12/09/1992
Georgia 02/10/1992
Hawaii 05/25/2007
Idaho 03/09/1993
Illinois 05/29/2007
Indiana 05/25/2007
Iowa 05/29/2007
Kansas 05/25/2007
Kentucky 05/25/2007
Louisiana 05/25/2007
Maine 05/25/2007
Maryland 05/25/2007
Massachusetts 05/25/2007
Michigan 05/25/2007
Minnesota 07/07/2007
Mississippi 05/25/2007
Missouri 05/25/2007
Montana 01/08/2003
Nebraska 05/25/2007
Nevada 06/25/1996
New Hampshire 05/25/2007
New Jersey 07/12/1996
New Mexico 05/25/2007
New York 05/25/2007
North Carolina 05/25/2007
North Dakota 05/25/2007
Ohio 05/25/2007
Oklahoma 05/25/2007
Oregon 01/08/2003
Pennsylvania 05/25/2007
Puerto Rico 05/25/2007
Rhode Island 05/25/2007
South Carolina 05/25/2007
South Dakota 06/04/2007
Tennessee 05/28/2007
Texas 01/26/1998
Utah 11/26/1991
Vermont 05/25/2007
Virgin Islands 05/25/2007
Virginia 05/25/2007
Washington 12/03/1980
West Virginia 05/25/2007
Wisconsin 05/01/1998
Wyoming 03/23/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser