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Investment Adviser Firm Summary

RESOURCES INVESTMENT ADVISORS INC (CRD# 106766 / SEC# 801-40622)
Alternate Names: BUKATY COMPANIES FINANCIAL SERVICES , BUKATY COMPANIES O'RENICK WEALTH MANAGEMENT , BUKATY COMPANIES RETIREMENT PLAN SERVICES , BUKATY COMPANIES WEALTH MANAGEMENT , BUKATY MORRIS RETIREMENT PLAN SERVICES , BUKATY MORRIS RETIREMENT SERVICES , PENSION INVESTMENT SERVICES, LLC , RESOURCES INVESTMENT ADVISORS , RESOURCES INVESTMENT ADVISORS INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/22/1992

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/27/2018
Arizona 02/13/2014
Arkansas 02/13/2014
California 01/02/2015
Colorado 03/22/2012
Florida 01/02/2015
Georgia 02/19/2015
Idaho 09/15/2017
Illinois 05/09/2012
Indiana 03/27/2018
Iowa 08/09/2016
Kansas 01/01/2015
Louisiana 01/02/2015
Michigan 05/19/2015
Minnesota 12/04/2014
Missouri 01/02/2015
Montana 09/15/2017
Nebraska 01/02/2015
Nevada 09/15/2017
New York 09/15/2017
North Carolina 09/15/2017
North Dakota 01/02/2015
Ohio 05/24/2016
Oklahoma 05/19/2015
Oregon 08/09/2016
Puerto Rico 03/23/2017
South Carolina 02/03/2017
South Dakota 09/15/2017
Tennessee 03/27/2015
Texas 01/02/2015
Utah 08/25/2017
Virginia 01/02/2015
Washington 01/02/2015
Wisconsin 09/15/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser