at


Investment Adviser Firm Summary

DISCIPLINED GROWTH INVESTORS INC (CRD# 106746 / SEC# 801-53297)
Alternate Names: DISCIPLINED GROWTH INVESTORS INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/11/1996

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 01/04/2002
California 02/22/2001
Colorado 01/04/2002
Connecticut 01/24/2006
Florida 01/07/2002
Georgia 03/28/2016
Illinois 01/23/2002
Indiana 01/04/2002
Iowa 02/22/2001
Louisiana 01/24/2006
Massachusetts 04/01/2013
Michigan 12/08/1999
Minnesota 03/21/1997
Nevada 01/24/2006
New York 02/08/2002
North Dakota 01/04/2002
Ohio 02/22/2001
Oklahoma 01/17/2008
Oregon 03/30/2012
Tennessee 04/01/2013
Texas 04/23/2001
Washington 01/04/2002
Wisconsin 03/30/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser