Investment Adviser Firm Summary

THE AYCO COMPANY,L.P. (CRD# 106693 / SEC# 801-48238)
Alternate Names: THE AYCO COMPANY,L.P.

The adviser's REGISTRATION status is listed below.


SEC Approved 12/09/1994


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

Alabama 12/07/1994
Alaska 12/02/1994
Arizona 12/08/1994
Arkansas 08/28/1990
California 11/21/1994
Colorado 02/28/2008
Connecticut 07/01/1997
Delaware 07/31/2003
District of Columbia 04/29/1994
Florida 08/02/1984
Georgia 10/28/1994
Hawaii 12/09/1994
Idaho 08/22/1989
Illinois 07/23/1985
Indiana 02/15/2001
Iowa 02/29/2008
Kansas 12/01/1994
Kentucky 06/18/1982
Louisiana 02/28/2008
Maine 01/01/1998
Maryland 10/01/1991
Massachusetts 11/27/1994
Michigan 11/25/1997
Minnesota 12/12/1984
Mississippi 02/14/2001
Missouri 03/07/2000
Montana 01/01/1998
Nebraska 04/06/1999
Nevada 12/14/1990
New Hampshire 01/28/1986
New Jersey 07/01/1982
New Mexico 11/28/1998
New York 09/12/1984
North Carolina 02/14/2001
North Dakota 02/28/2008
Ohio 08/02/1999
Oklahoma 01/01/1998
Oregon 10/17/1989
Pennsylvania 05/03/1995
Puerto Rico 01/07/2003
Rhode Island 01/01/1993
South Carolina 08/21/1991
South Dakota 10/05/1990
Tennessee 08/14/1984
Texas 12/09/1994
Utah 12/24/1990
Vermont 02/02/1995
Virgin Islands 07/31/2014
Virginia 11/06/1987
Washington 12/01/1994
West Virginia 06/18/1982
Wisconsin 05/29/1992
Wyoming 02/08/2018


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser